Home Legal News Michael J. Hostler

Michael J. Hostler

Public Records

I submit to you that the greatest difference between employees in the public sector and the private sector employees is two words…PUBLIC RECORDS.


The Ohio Revised Code covers public records in ORC 149.43.

Section (B) (1) provides:

Upon request and subject to division (B)(8) of this section all public records responsive to             the request shall be promptly prepared and made available for inspection to any person           at all reasonable times during regular business hours. Subject to division (B)(8) of           this section, upon request, a public office or person responsible for public records shall     make copies of the requested public record available at cost and within a reasonable       period of time. If a public record contains information that is exempt from the duty to permit public inspection or to copy the public record, the public office or the person responsible for the public record shall make available all of the information within the public record that is not exempt. When making that public record available for public        inspection or copying that public record, the public office or the person responsible for             the public record shall notify the requester of any redaction or make the redaction plainly             visible. A redaction shall be deemed a denial of a request to inspect or copy the redacted information, except if federal or state law authorizes or requires a public office to make the redaction.


The section above demonstrates that “any person” can make a public records request, ABOUT YOU.  (Division (B) (8) deals with incarcerated individuals).  Redacted material is outlined within the Code and deals primarily with people in safety forces.  However, the vast majority of your record, including your income, cannot be redacted.

On the other hand, if any of you enter a local machine shop, Wal-Mart, or grocery store and demand to look at the personnel file of any employee, let alone demand to look at the wages paid to the employees, you will most likely be visited by one of your co-workers for a ride to the local jail (or mental health facility).


Your decision to enter public employment has put a very serious dent into your right to privacy.  This sacrifice is not shared by our private sector friends.  This subject of public records is one of the reasons our benefits are indeed different from the private sector. However, our privacy does have some protections under the law.


In the case Hall v. City of Cookeville, 157 Fed. Appx. 809, The United States Court of Appeals for the Ninth Circuit has held that police officers' right to privacy ensures a fundamental liberty interest in preserving their lives and the lives of their family members, as well as preserving their personal security and bodily integrity. Where the release of private information places an individual at substantial risk of serious bodily harm, possibly even death, from a perceived likely threat, the magnitude of the liberty deprivation strips the very essence of personhood.


The Court gave some protections in this case. However, everything that protects the public sector employee today is constantly being challenged and chipped away at by the press, special interest groups, and indeed some of our own politicians.


Ohio Revised Code Ann. 149.43 (2012) which addresses public records is so important (and complex) that when I look at it on Lexis/Nexus, there are 180 pages of text concerning this issue.  More importantly, there are many references to cases, along with other sections of the revised and administrative codes pertaining to this issue.  I have listed a few that are germane to our membership.


§ 149.43. Availability of public records:

(A) As used in this section:

(1) "Public record" means records kept by any public office, including, but not limited to, state, county, city, village, township, and school district units, and records pertaining to the delivery of educational services by an alternative school in this state kept by the nonprofit or for-profit entity operating the alternative school pursuant to section 3313.533 of the Revised Code. "Public record" does not mean any of the following:



(a) Medical records;


(3) "Medical record" means any document or combination of documents, except births,     deaths, and the fact of admission to or discharge from a hospital, that pertains to the           medical history, diagnosis, prognosis, or medical condition of a patient and that is      generated and maintained in the process of medical treatment.


Please note: A Court can issue an order to release some medical information if it is determined the information is necessary.


h) Confidential law enforcement investigatory records;


(2) "Confidential law enforcement investigatory record" means any record that pertains to             a law enforcement matter of a criminal, quasi-criminal, civil, or administrative nature, but            only to the extent that the release of the record would create a high probability of        disclosure of any of the following:

(a) The identity of a suspect who has not been charged with the offense to which the        record pertains, or of an information source or witness to whom confidentiality has been         reasonably promised;

(b) Information provided by an information source or witness to whom confidentiality      has been reasonably promised, which information would reasonably tend to disclose the      source's or witness's identity;

(c) Specific confidential investigatory techniques or procedures or specific investigatory    work product;

(d) Information that would endanger the life or physical safety of law enforcement           personnel, a crime victim, a witness, or a confidential information source.


Perhaps the most important exception to Public Records follows:


(p) Peace officer, parole officer, probation officer, bailiff, prosecuting attorney, assistant   prosecuting attorney, correctional employee, community-based correctional facility       employee, youth services employee, firefighter, EMT, or investigator of the bureau of      criminal identification and investigation residential and familial information;


(7) "residential and familial information" means any information that discloses any of the following about a peace officer…,” ***(Note: the use of” … “is deletion of the           numerous employee positions listed in (p) above).***

(a) The address of the actual personal residence of a peace officer…, except for the state                    or political subdivision in which the peace officer… resides;

(c) The social security number, the residential telephone number, any bank account, debit card, charge card, or credit card number, or the emergency telephone number of, or any          medical information pertaining to, a peace officer…;


(d) The name of any beneficiary of employment benefits, including, but not limited to,      life insurance benefits, provided to a peace officer…;

(e) The identity and amount of any charitable or employment benefit deduction made by the peace officer’s… compensation unless the amount of the deduction is       required by      state or federal law;

(f) The name, the residential address, the name of the employer, the address of the            employer, the social security number, the residential telephone number, any bank account, debit card, charge card, or credit card number, or the emergency telephone number of the spouse, a former spouse, or any child of a peace officer…;

(g) A photograph of a peace officer who holds a position or has an assignment that may    include undercover or plain clothes positions or assignments as determined by the peace            officer's appointing authority.

These are some of the protections offered to our members in this section of the ORC.  However, there are exceptions and challenges to most (if not all) of them.  An example follows:


(9) (a) Upon written request made and signed by a journalist on or after December 16,       1999, a public office, or person responsible for public records, having custody of the         records of the agency employing a specified peace officer… shall disclose to the            journalist the address of the actual personal residence of the peace officer…, and, if the     peace officer's… spouse, former spouse, or child is employed by a public office, the             name and address of the employer of the peace officer's…, spouse, former spouse, or        child. The request shall include the journalist's name and title and the name and address          of the journalist's employer and shall state that disclosure of the information sought       would be in the public interest.


Section (9) (a) is how a reporter ends up at your front door and sticks a microphone in your face. However, they still do not print or show the address.


A major cause of us losing the protections provided by the Code is the employee himself.


The Hall v. City of Cookeville case started from an incident involving a family that was on vacation.  The father left his wallet on top of his car at a gas station.  He drove out and soon thereafter realized his mistake.  He simply pulled off the road to retrieve the wallet.  However, a police officer pulled up on the car.  The door of the family car was still open, and the family’s dog jumped out of the car.  The officer shot the dog. Of course this story was captured on the officer’s dashboard camera and it went viral. The actual case revolved around the officer’s privacy and the release of records that could put him or his family in “Harm’s Way”.


The officer complained about the information released by the City.  However, the real problem was outlined by the Court when it wrote:


“…After this highly-publicized event, Hall became the subject of intense media attention.             Following a meeting with Shipley, Hall's attorney, and others, Hall agreed to be interviewed by a reporter from a Nashville news station on January 9th. In order to    bolster Hall's appearance in the interview, the City released portions of his personnel file   relating to Hall's disciplinary actions and commendations to the reporter. The record is             unclear whether this release was done with Hall's knowledge or consent”. (Emphasis         added).


Because the Officer went public, the Court then stated:


“…Hall's penchant for media attention led to the voluntary release of his personal information into the public eye. Because he engaged the media, and in doing so released           virtually all of the information released by the City through his personnel file, there was      no increased risk to Hall or his family based solely on the release of his personnel file.”            (Emphasis added).


In this case, the officer actually was interviewed (voluntarily) on the “Today Show”, thus giving his information to the entire world.


As you go to work each day, just remember:


We all know there are public records request.


We all know what is basically allowed to be released.


We all better know that in order to preserve the few exceptions/protections we have in the Public Records legislation, we must be careful of what we write on reports, documents and social media (Twitter, Facebook…).  Be aware of what you say and how you act in the view of the public, and most importantly, stay away from the press.

Last Updated (Saturday, 15 December 2012 13:03)

 

Protect Your Protections


The Americans with Disability Act (“ADA”) demands that when an employer orders an employee to submit to a medical and/or psychological examination to establish the employee’s fitness-for-duty, the employer is responsible for the costs of the ordered examinations.  
Should the examiner’s report find the employee is not fit-for-duty, the ADA provides that the employee may obtain a second opinion, from a practitioner of his choice, at the employee’s expense.  
The U.S. Equal Employment Opportunity Commission’s guidance on Disability Inquiries and Medical Examinations at question 12:
12. May an employer require that an employee, who it reasonably believes will pose a direct threat, be examined by an appropriate health care professional of the employer's choice?
Yes. The determination that an employee poses a direct threat must be based on an individualized assessment of the employee's present ability to safely perform the essential functions of the job. This assessment must be based on a reasonable medical judgment that relies on the most current medical knowledge and/or best objective evidence.  To meet this burden, an employer may want to have the employee examined by a health care professional of its choice who has expertise in the employee's specific  condition and can provide medical information that allows the employer to determine the effects of the condition on the employee's ability to perform his/her job. Any medical examination, however, must be limited to determining whether the employee can perform his/her job without posing a direct threat, with or without reasonable accommodation. An employer also must pay all costs associated with the employee's visit(s) to its health care professional.
In essence, the employer must be able to reasonably articulate why they feel you are not capable of performing your essential job functions.  An employer demanding an employee be examined because he cannot run one mile in under four minutes is not reasonable.  However, expecting a patrol officer to get in and out of the cruiser is arguably reasonable.    
The determination that an employee poses a direct threat does not necessarily mean you are about to go on a murderous rampage.  Most often fitness-for-duty examinations are ordered because the employer perceives your medical and/or psychological condition is affecting your ability to meet the essential job functions required and that your inability may result in death or injury to yourself, fellow employees and/or the general public.

The law provides that the medical/psychological examinations can only be focused on the employee’s ability to perform the job without being a threat to others, with or without reasonable accommodation.  Unfortunately, some employers would abuse their authority by sending an employee for both a medical and psychological examination, even though their stated “reasonable” concern was, for example, to verify the employee’s broken leg had properly healed.
Additionally, The United States Department of Labor provides:
“An employer may, at its own expense, require the employee to obtain a second medical certification from a health care provider. The employer may choose the health care provider for the second opinion, except that in most cases the employer may not regularly contract with or otherwise regularly use the services of the health care provider. If the opinions of the employee's and the employer's designated health care providers differ, the employer may require the employee to obtain certification from a third health care provider, again at the employer's expense. This third opinion shall be final and binding. The third health care provider must be approved jointly by the employer and the employee. (see: The "Certification of HealthCare Provider.  http://www.dol.gov/whd/fmla/appendixf.pdf ).
When you present a “return to work” clearance from your own doctor, the Department of Labor provides that the employer may send you to their doctor for a second opinion, just as you could get your own second opinion “at your expense”. The rules mandate that if the employer requests a second opinion, the employer “must pay” the expenses. Additionally, if a third opinion is needed, the law requires that the third care provider must be approved jointly by the employer and the employee, at the employer’s expense.
We just witnessed our Governor, along with the MAJORITY of our State Representatives and State Senators, attempt to strip us of protections we had fought long and hard to earn.  The protections afforded to the American workers through the ADA, FMLA, Department of Labor, EEOC, (both State and Federal) can be changed as well.   Many of you know under President Bush our Congress revamped the FMLA, with most changes being injurious to the employee.

Last Updated (Saturday, 23 June 2012 13:20)

 

Where does the money come from?

We all know the famous line from the movie Jerry Maguire: “Show Me the Money”. In negotiations, the OPBA utilizes public records requests to get the basic financial status of the opposition. A large amount of money comes from the State as “local Government Funds”. However, since Governor Kasich and his cronies have taken office, the reductions to Ohio’s Local Government Funds and, more importantly, the threats of further cuts in this program have created a nightmare.

The Governor’s budget, coupled with the initiation of the SB5 debacle, has resulted in the State bullying local governments with reductions to their share of the State’s sales tax receipts. The Local Government Funds, hereafter referred to as the LGF was established in 1934 (the height of the Great Depression) as a part of the State’s new sales tax law. Local Governments need money and they need it now. Of the monies collected the first year, 40% was returned to the Local Governments. The other 60% went to the local schools.

Needless to say, most local officials were not in favor of a new tax, but a new income stream was desperately needed. The new sales tax was the answer for providing that much needed income, so the tax became law. In a nut shell, the local government collects the sales tax from vendors. They send the money to the State, which in turn returns the monies to local governments based on population and need. There is, (or was), a formula in place for how the monies are to be distributed to the local Governments.

Subsequently, the Local Government Revenue Assistance Fund (“LGRAF”) and the Library and Local Government Support Fund (“LLGSF”) was created to distribute even more funds back to Local Governments. The LGF and the LGRAF are used by counties, townships, cities and villages for current operating expenses like police and fire. Additionally, the sources of these funds have expanded to include a specified amount of the personal income tax, use tax, corporation franchise tax and the public utility excise tax.

Every day, we hear comparisons of our current economy to the Great Depression. So, I ask the Governor why he would take legislation, which was created to help local governments in an economic downturn, flip it on its head, and take money away from local governments in what has been purported to be the worst economic climate since the Great Depression?

I further ask why local officials are just sitting on their rights to a portion of the sales tax, instead of attacking the current regime in Columbus. I’m not contending that there is a legal forum to settle this dilemma, but the General Assembly foolishly made changes to the allocation schedule of LGF’s. This legislation is temporary and is effective for 2011 through 2013. In July of 2013 the “percentage of revenue” goes back into effect. However, what do we do until the formula is put back into effect?

The answer is simple. There should be a public outcry, channeled towards the Governor, (not the Unions) by both the citizens and the local governments. As stated before, the local governments collect the sales tax money, send it to Columbus, and then Columbus sends a portion of those dollars back to the municipalities that collected the funds as well as other government jurisdictions. You can call the money a commission, collection fee, bonus, or whatever you wish, just be sure to call it ours and not the State’s.

Call your elected officials and demand the General Assembly amend the wrong they have committed. We live in our towns, our cities, and our counties by choice. Keep Columbus out of our pockets.

Last Updated (Saturday, 17 December 2011 11:48)

 

Off-Duty Conduct and Social Networking Websites

Facebook, Twitter, Bebo, MySpace, Flickr, and many other social websites are used by millions of Americans.  We meet people, discuss important issues, and interact with the world via this technology.  However, more and more employees, especially in safety forces, are jeopardizing their careers by posting questionable material and/or opinions on these public websites. A recent arbitration award upheld the termination of an employee.  The case revolved around something the employee posted on Facebook while off duty.

The facts are simple.  Employee “A” and Employee “B” worked together as police officers for the same Department. Employee “A” along with several other employees disliked employee “B”.  Employee “B” suddenly found a new job and resigned from the Department.

Several of the Department’s employees were elated that employee “B” no longer worked at the Department.  They decided to celebrate his departure by having a party at Employee “A’s” house.  One employee thought it would be fun to take employee “B’s” identification picture from the Department’s hard-drive.  They made several copies of the picture.  They cut the excess off the copies, leaving only the face, and attached them to popsicle sticks.   

At the party, the camera was running when employee “A” started to shout and belittle employee “B”.  The entire crowd lifted their popsicle stick picture to their face. Employee “A” continued to shout obscenities and denigrate employee “B”.

Sometime after the party, employee “A” posted the video on his Facebook page.  At some later date, a friend of employee “B’s” somehow saw the video.  He captured the video and gave it to the employer.

The video never mentioned the Department by name.  Nothing in the video would identify anyone at the party as working for the Department.  However, when you clicked employee “A’s” profile button, it listed that he is a police officer, and named the Department. Employee “A” was charged with unauthorized use of Departmental property (the pictures), use of vulgar and profane language, and that he exhibited grossly inappropriate behavior.  A disciplinary hearing was held and the employee was terminated.  He appealed the termination to arbitration.

The Arbitrator, explaining why the termination was upheld, reported :
“Although it is clear that the inappropriate behavior and the videotaping occurred off duty and off premises, per the established rules, such “conduct or acts” occurring off duty are subject to Managerial review if it may reasonably be concluded that said conduct or acts would “tend to diminish the esteem of the (Employer), its divisions or its personnel in the eyes of the public”.

The opinion continued:
“The Arbitrator recognizes that the grievant has the right to privacy in his own home; however, that is not the issue here.  The grievant crossed the line between the right to privacy and having his off duty conduct subject to his Employer’s review when he posted information on the Internet naming (Employer) as his Employer…”.

The Arbitrator concluded:

“As vulgar and inappropriate as the videos are, the Arbitrator would have considered the implementation of a reduced corrective measure had the connection to the Employer not been so clearly established.”

I remind you nothing in the video mentioned the employer in any way, shape or form.  However, any person with Facebook access, by simply clicking the profile of the employee, would know that both he, and employee “B” were police officers at the named  Employer.

As safety force members, we are held to a “higher standard”.  Society counts on us to exhibit professional conduct, on and off duty.  Although I have written on the subject of off duty conduct in previous articles, we now have a published Arbitrator’s decision in regards to off duty conduct and internet social websites.  Please use these websites in a fashion that will not bring any embarrassment to you, the profession, or, for the sake of your career, your Employer.

 

Ohios anti-retaliation statute


When I first started my career in law enforcement, an older officer asked me “how’s your future ex-wife”?  Unfortunately, he knew all too well the divorce rate in this profession.
During these times of economic uncertainty some members have faced the hardship of being laid-off from employment.  For those who are paying child support the following may be of importance.

In order to have a modification of terms in a child support order, there must be at least a 10% change in the amount of the existing order.  To effectuate a 10% or greater change, there generally must be a 30% change in an individual’s earnings. If an officer is laid off, they most likely are experiencing a 30% or greater loss in wages.
You can visit your County Jobs and Family Services Child Support Enforcement Agency (“CSEA”) after you have been unemployed for 30 consecutive days.  You must also be able to state that there are no immediate plans for a recall back to work.

The agency will provide the usual cornucopia of paper work to fill out.  A party requesting a modification review and the other party to a child support order are required to provide detailed financial information to the CSEA.  The CSEA will review the financial information and issue a recommendation no earlier than 45 days from the date of the request.  Depending on the size and workload of your County CSEA, the process may take several months. If the CSEA determines that a modification is warranted, the new amount will become effective on the first day of the month following the date certain of the review.

Another option is to retain a private counsel. Sure, you have to pay the attorney; however, the modification takes place more quickly.  In many cases, especially in the larger Counties, the savings simply become effective much quicker.
When your income drops, you need to think of ways to preserve your livelihood.  I fear if any of our members become delinquent in their child support obligations, this issue could haunt you in the future.

On another subject, for the last few months I have investigated, and experimented, with electronic cigarettes (e-cigs). I held off writing about this until the Federal Court of Appeals in Washington D.C. ruled against the FDA on regulating these products (1-14-2010).
As is the case with many of you, I really don’t want to smoke.  I’ve tried medication, nicotine gum and the patch, without success.  However, I found the electronic cigarette to be on target.  Of the brands I have tried, I found the Fuma brand (myfuma.com) to be the best by far.

The electronic cigarette looks like a regular cigarette.  It has a battery and a cartridge.  The cartridge has an atomizer that heats up the liquid nicotine producing a vapor that you inhale, just like smoking.  There is no doubt I don’t want to be hooked to nicotine, but this product does not produce the tar and other carcinogens found in regular tobacco.  Additionally, there is no smoke, just a vapor that evaporates so nothing left in your car or clothes. The main point is I no longer have a smokers cough and feel much better.  


Last Updated (Saturday, 27 March 2010 16:21)